Altira / RegTech Tools
RegTech Tools
Altira's regtech line covers three kinds of work: sanctions and watchlist screening, examination-ready RIA workflow, and firm-specific readiness exercises.
Signal is the screening product. Trace is the operating system for becoming and staying examination-ready as an RIA. Resilience turns a firm's own plans and playbooks into exercises and evidence outputs.
Start here: Signal shows how Altira handles sanctions and watchlist screening with clearer explanation and stronger review records.
RIA workflow: Trace covers launch, ongoing compliance, annual review, and exam readiness in one operating system.
Readiness workflow: Resilience turns continuity plans, cyber playbooks, and procedures into exercises teams can actually run.
RegTech Products
Signal handles sanctions and watchlist screening. Trace handles RIA launch and ongoing compliance workflow. Resilience handles firm-specific rehearsal, after-action review, and evidence output.
Altira Signal
Defensible sanctions and watchlist screening. Reduce false-positive drag with clearer explanations, durable review flow, and screening evidence your team can actually stand behind.
Compliance teams at RIAs, broker-dealers, and other regulated firms that need screening they can actually defend.
Explains likely false positives in plain English, produces screening receipts, and tracks source changes over time so teams can show what changed and how it was handled.
Altira Trace
The operating system for becoming and running an examination-ready RIA. Move from launch to ongoing compliance with clearer workflows, linked evidence, and a better view of what needs attention now.
Breakaway advisors, newly launched RIAs, acting CCOs, ops leads, and outsourced compliance providers.
Ties obligations, ownership, documents, approvals, and evidence into one operating system, with longer-term upside from disclosure changes that signal new compliance stress.
Altira Resilience
Firm-specific readiness exercises built from your own materials. Turn plans, playbooks, and escalation paths into continuity, cyber, compliance, and tabletop exercises with after-action and evidence outputs.
Regulated firms that need stronger continuity, cyber, compliance, and tabletop readiness tied to their own operating reality.
Builds scenarios from the firm's own materials and produces repeatable evidence of what happened, how participants responded, and what the organization learned.
More From Altira
See Wire, Ground, and Atlas for company research, underwriting context, and dossier-style review.
Signal Live PreviewThe clearest first look at Altira's live screening product and its approach to defensible compliance review.
Contact Altira Get In TouchUse the company contact path if you want a deeper walkthrough across the full lane.